JAIIB Paper 2 Module D Quiz 9

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Question 1 of 20

1. Question
an employee reports credible suspected fraud through an authorised channel. What is the most appropriate response?
- Apply the relevant ethical standard, verify facts and escalate through authorised channels
- Ignore the issue unless a complaint is received
- Choose the option that maximises immediate revenue
- Assume routine practice is automatically acceptable
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 2 of 20

2. Question
an employee reports credible suspected fraud through an authorised channel. Which safeguard would most directly address the issue?
- Share the information widely to obtain opinions
- Use clear policy, appropriate approval, independent oversight and an auditable record
- Change the records to avoid embarrassment
- Wait until an external auditor discovers it
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 3 of 20

3. Question
an employee reports credible suspected fraud through an authorised channel. What is the principal ethical risk?
- Prioritise personal benefit over the customer
- Treat the code of ethics as optional guidance
- The conduct may undermine fairness, trust, accountability or the rights of affected stakeholders
- Use an unapproved workaround to save time
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 4 of 20

4. Question
an employee reports credible suspected fraud through an authorised channel. Which conclusion is most defensible?
- Assume the technology or vendor is responsible for every outcome
- Punish the reporter before checking evidence
- Conceal the issue to protect reputation
- A profitable or convenient outcome does not justify deception or bypassing applicable safeguards
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 5 of 20

5. Question
an employee reports credible suspected fraud through an authorised channel. What should management do to reduce recurrence?
- Investigate root causes, remediate harm and strengthen training, incentives or controls
- Proceed because no one is likely to notice
- Follow the request because seniority overrides policy
- Keep the matter informal and undocumented
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 6 of 20

6. Question
an employee reports credible suspected fraud through an authorised channel. Which principle is most directly relevant?
- Ignore the issue unless a complaint is received
- Integrity, fairness, transparency and accountability should guide the decision
- Choose the option that maximises immediate revenue
- Assume routine practice is automatically acceptable
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 7 of 20

7. Question
an employee reports credible suspected fraud through an authorised channel. What should the employee do if pressure continues?
- Change the records to avoid embarrassment
- Share the information widely to obtain opinions
- Document the concern and use the next appropriate compliance, risk or whistleblowing channel
- Wait until an external auditor discovers it
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 8 of 20

8. Question
an employee reports credible suspected fraud through an authorised channel. Which statement best reflects professional responsibility?
- Use an unapproved workaround to save time
- Treat the code of ethics as optional guidance
- Prioritise personal benefit over the customer
- The employee remains responsible for following law and policy even when a superior applies pressure
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 9 of 20

9. Question
an employee reports credible suspected fraud through an authorised channel. What is the strongest evidence of a healthy ethical culture?
- Concerns are assessed fairly, reporters are protected and corrective actions are tracked
- Punish the reporter before checking evidence
- Conceal the issue to protect reputation
- Assume the technology or vendor is responsible for every outcome
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 10 of 20

10. Question
an employee reports credible suspected fraud through an authorised channel. Which approach best protects stakeholder trust?
- Proceed because no one is likely to notice
- Communicate accurately, treat people fairly and address problems transparently
- Follow the request because seniority overrides policy
- Keep the matter informal and undocumented
Correct

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Code of ethics and whistleblowing. Key concept: Clear conduct standards, safe reporting, fair investigation and non-retaliation. Whistleblowing helps detect wrongdoing; reports must be assessed fairly and reporters protected from retaliation. In this scenario, the appropriate action is to preserve relevant facts and use protected reporting and investigation procedures. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 11 of 20

11. Question
staff want to upload identifiable customer data to an unapproved AI tool. What is the most appropriate response?
- Wait until an external auditor discovers it
- Share the information widely to obtain opinions
- Change the records to avoid embarrassment
- Apply the relevant ethical standard, verify facts and escalate through authorised channels
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 12 of 20

12. Question
staff want to upload identifiable customer data to an unapproved AI tool. Which safeguard would most directly address the issue?
- Use clear policy, appropriate approval, independent oversight and an auditable record
- Treat the code of ethics as optional guidance
- Prioritise personal benefit over the customer
- Use an unapproved workaround to save time
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 13 of 20

13. Question
staff want to upload identifiable customer data to an unapproved AI tool. What is the principal ethical risk?
- Punish the reporter before checking evidence
- The conduct may undermine fairness, trust, accountability or the rights of affected stakeholders
- Conceal the issue to protect reputation
- Assume the technology or vendor is responsible for every outcome
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 14 of 20

14. Question
staff want to upload identifiable customer data to an unapproved AI tool. Which conclusion is most defensible?
- Follow the request because seniority overrides policy
- Proceed because no one is likely to notice
- A profitable or convenient outcome does not justify deception or bypassing applicable safeguards
- Keep the matter informal and undocumented
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 15 of 20

15. Question
staff want to upload identifiable customer data to an unapproved AI tool. What should management do to reduce recurrence?
- Assume routine practice is automatically acceptable
- Ignore the issue unless a complaint is received
- Choose the option that maximises immediate revenue
- Investigate root causes, remediate harm and strengthen training, incentives or controls
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 16 of 20

16. Question
staff want to upload identifiable customer data to an unapproved AI tool. Which principle is most directly relevant?
- Integrity, fairness, transparency and accountability should guide the decision
- Share the information widely to obtain opinions
- Change the records to avoid embarrassment
- Wait until an external auditor discovers it
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 17 of 20

17. Question
staff want to upload identifiable customer data to an unapproved AI tool. What should the employee do if pressure continues?
- Treat the code of ethics as optional guidance
- Document the concern and use the next appropriate compliance, risk or whistleblowing channel
- Prioritise personal benefit over the customer
- Use an unapproved workaround to save time
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 18 of 20

18. Question
staff want to upload identifiable customer data to an unapproved AI tool. Which statement best reflects professional responsibility?
- Conceal the issue to protect reputation
- Punish the reporter before checking evidence
- The employee remains responsible for following law and policy even when a superior applies pressure
- Assume the technology or vendor is responsible for every outcome
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 19 of 20

19. Question
staff want to upload identifiable customer data to an unapproved AI tool. What is the strongest evidence of a healthy ethical culture?
- Keep the matter informal and undocumented
- Proceed because no one is likely to notice
- Follow the request because seniority overrides policy
- Concerns are assessed fairly, reporters are protected and corrective actions are tracked
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.
Question 20 of 20

20. Question
staff want to upload identifiable customer data to an unapproved AI tool. Which approach best protects stakeholder trust?
- Communicate accurately, treat people fairly and address problems transparently
- Ignore the issue unless a complaint is received
- Choose the option that maximises immediate revenue
- Assume routine practice is automatically acceptable
Correct

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Incorrect

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.

Unattempted

Topic: Ethics and technology. Key concept: Data minimisation, purpose limitation, access control, privacy and responsible ai use. Technology does not remove responsibility for confidentiality, accuracy, fairness or security. In this scenario, the appropriate action is to pause and use only authorised tools and approved data-handling methods. The other options are inappropriate because they rely on concealment, improper pressure, unsupported assumptions or failure to use the bank’s authorised process.